Trio Consultant Hub
Trio Consultant Hub

A HK-based professional consultancy firm that specializes in fintech, regtech, web3 and crypto risk and compliance.

Trio Consultant Hub

Trio Consultant HubTrio Consultant HubTrio Consultant Hub
Contact Us

A HK-based professional consultancy firm that specializes in fintech, regtech, web3 and crypto risk and compliance.

Trio Consultant Hub

Trio Consultant HubTrio Consultant HubTrio Consultant Hub
Contact Us

About Us

Our Expertise

Our Service

We are a Hong Kong-based professional consultancy firm that specializes in fintech, regtech, web3, and crypto/virtual asset risk and compliance. Our mission is to deliver exceptional consulting services to banks, financial institutions, fintech, and professional firms in Hong Kong and the surrounding region.

Our Service

Our Expertise

Our Service

We encompass a broad spectrum of consultancy areas, including special risk and compliance projects, licensing and authorization consultancy, professional education programs for licensed staff and professionals, and special events such as seminars and workshops. 

Our Expertise

Our Expertise

Our Expertise

At Trio Consultant Hub Limited, we pride ourselves on our team of experienced and reputable consultants and research professionals. Boasting solid experience, professional knowledge and qualifications, our team stays abreast of up-to-date market practices and engagement. Our consultants' expertise and dedication ensure that our clients re

At Trio Consultant Hub Limited, we pride ourselves on our team of experienced and reputable consultants and research professionals. Boasting solid experience, professional knowledge and qualifications, our team stays abreast of up-to-date market practices and engagement. Our consultants' expertise and dedication ensure that our clients receive guidance that's not just theoretically sound, but also practically applicable.

Professional Training Program

Face-To-Face training

  • Provided by experienced professional Risk & Compliance leaders in banking and fintech fields

Key topics in 5 modules

  • Regulatory Compliance & Conduct
  • AML & Sanctions
  • Regtech & Fintech
  • Web3.0 & Crypto/Virtual Assets
  • Anti-Fraud & Cyber-security

Details

Training contents

  • Up-to-date and relevant contents and illustrative case studies - for direct understanding and effective learning

Accreditation

  • HKCAAVQ qualified CPD Activity: 80/305/02

Professional Training Program

Delivery channels

  • Cantonese speaking, with English and/or Chinese materials
  • English speaking, with English materials
  • Putonghua speaking, with Chinese materials

Administrative support

  • Sign-in and sign-out for attendance recording
  • Certificate of Attendance - for full attendance participants

CPD/CPT Eligibility Assessment Support

  • Each module eligible 1.5 Hours


Customisable contents

  • Specific topic or duration can be customized

Speaker Appointment Criteria

With reference to the relevant expectations of accreditation of CPD training, the criteria of appointment of suitable training is outlined below:

(a) Education qualification: A minimum of a Bachelor’s degree in Finance, Computer Science, Law, Enginerring, or a related field; and/or


(b) Professional qualification: A recognized qualification in Financial Services, Anti-Money Laundering, Compliance, Risk Management, Cybersecurity or related fields, for example (including but not limited to) certified Anti-Money Laundering Specialist (CAMS), Certified Anti-Money Laundering Professional (CAMLP), Certified Information Systems Security Professional (CISSP), Certified Fraud Examiner (CFE), etc; and 


(c) Year of training/industry experience: A minimum of five years of experience in the financial industry, with a focus on the respective areas such as AML, Compliance, Risk Management, Web3.0, Crypto/Virtual Assets, or cybersecurity

Details

Module 1: regulatory compliance & conduct in key financial industries in hong kongModule 2 : Anti-money laundering and sanctions - laws, regulations, enforcement and risk managementModule 3 : regtech and fintech development in hong kongModule 4: web3.0 and crypto/virtual assets - trends, regulations and development Module 5 : anti-fraud and cyber-security

Module 1: Regulatory Compliance & Conduct in Key Financial industries in Hong Kong

Key objectives and coverage:


  • Overview of the key financial industries in Hong Kong, including banking, insurance, and securities
  • Detailed explanation of major regulatory bodies like HKMA, SFC, and Independent Insurance Authority, their roles, powers and regulatory requirements
  • Understanding the compliance framework: the importance of compliance culture, key principles of compliance, responsibilities of compliance officers, management and individual staff
  • Case studies examining instances of non-compliance and the consequences faced by organizations
  • Emphasize the importance of regulatory compliance and conduct in maintaining market integrity and protecting consumers
  • 1.5 hours CPD


Back

Module 2: Anti-Money Laundering and Sanctions - Laws, Regulations, Enforcement and Risk Management

Key objectives and coverage:


  • Explanation of Money Laundering and Sanctions, the associated risks, and their impact on the economy
  • Overview of Anti-Money Laundering (AML) and Sanctions laws and regulations in Hong Kong, including the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, and the relevant statutory guidelines issued by HKMA, SFC and IIA
  • Review the role of regulatory bodies in enforcing AML laws and regulations
  • Elaborate risk management strategies and the importance of due diligence and transaction monitoring, and suspicious activities reporting
  • Case studies on AML and Sanctions violations and the implications
  • 1.5 hours CPD


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Module 3: Regtech and Fintech Development in Hong Kong

Key objectives and coverage:


  • Introduction to Regtech and Fintech, their applications, and benefits
  • Review the current state of Regtech and Fintech development in Hong Kong, including key players, use cases and innovative solutions
  • Discuss the role of regulatory bodies in fostering Regtech and Fintech development, including regulatory sandbox intiatives
  • Case studies on successful Regtech and Fintech applications
  • Discuss future trends and the potential impact of Regtech and Fintech on the financial industry
  • 1.5 hours CPD

Back

Module 4: Web3.0 and Crypto/Virtual Assets - Trends, Regulations and Development

Key objections and coverage:


  • Introduction to Web3.0 and Crypto/Virtual Assets - what they are, and their applications
  • Discuss current trends in Web3.0 and Crypto/Virtual Assets, including the rise of Defi, cryptocurrencies and NFTs
  • Discuss the current regulatory landscape for Crypto/Virtual Assets in Hong Kong, including the regulation of crypto exchanges, stablecoins,  and the role of HKMA and SFC
  • Case studies on the application of Web3.0 and Crypto/Virtual Assets, and the linkage between Traditional Finance (TradFi) and Decentralized Finance (DeFi)
  • Discuss future trends and the potential impact of Web3.0 and Crypto/Virtual Assets on the financial industry
  • 1.5 hours CPD

Back

Module 5: Anti-fraud and Cyber-security

Key objectives and coverage:


  • Explanation of Fraud and Cyber-security risks, their impact on businesses and consumers
  • Discuss Anti-fraud measures and Cyber-security laws and regulations in Hong Kong, including the Personal Data (Privacy) Ordinance and the Hong Kong Computer Crimes Ordinance
  • Discuss the role of regulatory bodies in enforcing Anti-fraud and Cyber-security measures
  • Case studies on significant Anti-fraud and Cyber-security incidents and their implications
  • Discuss future trends in Anti-fraud measures and Cyber-security, including the rise of AI and machine learning in detecting fraud and threats
  • 1.5 hours CPD

Back

Updates

Crypto - Mixer: Privacy vs Financial Crime

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?


https://medium.com/@sklee206/crypto-mixer-privacy-vs-financial-crime-1984085e9e11

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?


https://medium.com/thedarkside/fstbs-consideration-for-regulating-otc-crypto-transactions-why-and-what-to-expect-3c220d383294

FATF Travel Rules and UK Regulations: The New Era of Crypto Compliance

FSTB’s Consideration for Regulating OTC Crypto Transactions: Why and What to Expect?

FATF Travel Rules and UK Regulations: The New Era of Crypto Compliance


https://medium.com/thedarkside/fatf-travel-rules-and-uk-regulations-the-new-era-of-crypto-compliance-1a345b0bfead

Stablecoins and CBDCs: A Summary of Key Differences

Stablecoins and CBDCs: A Summary of Key Differences

FATF Travel Rules and UK Regulations: The New Era of Crypto Compliance


https://medium.com/thedarkside/stablecoins-and-cbdcs-a-summary-of-key-differences-ee70918785d2

Revisiting AML from the recent Binance case

Stablecoins and CBDCs: A Summary of Key Differences

Revisiting AML from the recent Binance case


https://medium.com/coinmonks/revisiting-aml-from-the-recent-binance-case-c1e400ba800e

Choosing the Right Crypto Wallet: Custodial vs. Non-Custodial Wallets

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio

The Journey to DeFi: The Interplay and Contributions of Public and Private Blockchains Towards…


https://medium.com/coinmonks/choosing-the-right-crypto-wallet-custodial-vs-non-custodial-wallets-01e743ccde42

The Journey to DeFi: The Interplay and Contributions of Public and Private Blockchains Towards…

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio

The Journey to DeFi: The Interplay and Contributions of Public and Private Blockchains Towards…


https://medium.com/coinmonks/the-journey-to-defi-the-interplay-and-contributions-of-public-and-private-blockchains-towards-2daf6e8518d6

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio


https://medium.com/coinmonks/probing-risks-and-compliance-obstacles-decoding-the-enigma-of-china-foreign-exchange-control-aec1732caf81

Discerning Trustworthiness in Crypto Exchanges/Service Providers: The JPEX Incident

Discerning Trustworthiness in Crypto Exchanges/Service Providers: The JPEX Incident

Probing Risks & Compliance Obstacles: Decoding Enigma of China Foreign Exchange Control Circumventio


https://medium.com/coinmonks/discerning-trustworthiness-in-crypto-exchanges-service-providers-the-jpex-incident-as-a-beacon-db7f0ca7e29e

CBDCs vs Stablecoins: Replacement or Co-existence?

Discerning Trustworthiness in Crypto Exchanges/Service Providers: The JPEX Incident

CBDCs vs Stablecoins: Replacement or Co-existence?


https://medium.com/coinmonks/cbdcs-vs-stablecoins-replacement-or-co-existence-48c2d99651be

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Ms Shirley Cheung, Director and Chief Administrative Officer

Email: info@trioconsultant.com

Mobile: 852 81757895

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